 a) Certified true copy of Board Resolution, certified by Managing Director/Company Secretary for persons authorized by the Board to act as authorized signatory (ies). b) Names of the authorized signatory (ies), designation, photographs and their specimen signatures, certified by Managing Director/Company Secretary. s c) Memorandum and Articles of Association of the Company. d) RBI Registration Certificate. e) Declaration from the OCB that it meets with the guidelines issued by RBI / Ministry of Finance. f) Certificate from overseas auditors in Form OAC or OAC – 1, as may be applicable. g) Statement of account from the Bank. CENTRAL KYC REGISTRY - KNOW YOUR CLIENT (KYC) APPLICATION FORM - INDIVIDUAL MANDATORY Important Instructions: F) Please read section wise detailed guidelines / instructions (First Holder) A) Fields marked with ‘*’ are mandatory fields. at the end. BIGCAPITA SECURITIES PRIVATE LIMITED B) Tick ‘’ whereever applicable. G) List of State / U.T code as per Indian Motor Vehicle Act, 1988 C) Please fill the form in English and in BLOCK letters. is available at the end. D) Please fill the date in DD-MM-YYYY format. H) List of two character ISO 3166 country codes is available at E) For particular section update, please tick () in the end. the box section number and strike off the sections I) KYC number of applicant is mandatory for update application. not required to be updated. J) The ‘OPT based E-KYC’ check box is to be checked for accounts opened using OTP based EKYC in non face to face mode. For office use only Application Type*  New  Update (To be filled by financial institution) KYC No. (Mandatory for KYC update required) Account Type*  Normal  Minor  Aadhaar OTP based E-KYC (in non-face to face mode)  1. PERSONAL DETAILS (Please refer instruction A at the end) Prefix First Name Middle Name Last Name  Name* (Same as ID proof) Maiden Name Father / Spouse Name* Mother Name* Date of Birth* Gender*  M- Male  F- Female  T-Transgender Marital Status*  Married  Unmarried  Others PAN* Form 60 furnished Citizenship*  IN-Indian  Others (ISO 3166 Country Code ) Residential Status*  Resident Individual  NRI  Foreign National  Person of Indian Origin Occupation Type*  S-Service ( Private Sector  Public Sector  Government Sector)  O-Others ( Professional  Self Employed  Retired  Housewife  Student)  2. PROOF OF IDENTITY AND ADDRESS* (Please refer instruction B at the end) (Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be submitted (any one of the following OVDs)  A- Passport Number  B- Voter ID Card  C- Driving Licence  D- NREGA Job Card PHOTO  E- National Population Register Letter  F- Proof of Possession of Aadhaar X X X X X X X X  E- KYC Authentication X X X X X X X X  Offline verification of Aadhaar X X X X X X X X  Signature/Thumb impression Address Line 1* Line 2 Line 3 District* PIN/Post Code* State /U. T. Code* ISO 3166 Country Code*  3. CURRENT ADDRESS DETAILS (Please refer instruction B at the end)  Same as above mentioned address (In such cases address details as below need not be provided) I Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be submitted (anyone of the following OVDs)  A- Passport Number  B- Voter ID Card  C- Driving Licence  D- NREGA Job Card  E- National Population Register Letter  F- Proof of Possession of Aadhaar X X X X X X X X II  E- KYC Authentication X X X X X X X X III  Offline verification of Aadhaar X X X X X X X X IV  Deemed proof of Address - Document Type code Address Line 1* Line 2 Line 3 District* PIN/Post Code* State /U. T. Code* ISO 3166 Country Code*  4. CONTACT DETAILS (All communications will be sent to Mobile no. / Email-ID) (Please refer instruction C at the end) Tel. (Off) Tel. (Res) Mobile Email ID  5. REMARKS (If any)  6. APPLICANT DECLARATION • I hereby declare that the details furnished above are true and correct to the best of  my knowledge and belief and I undertake to inform you of any changes therein, immediately. Incase any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. • I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address. Date: D D D D Y Y Y Y Place: Signature / Thumb Impression of Applicant  9. ATTESTATION / FOR OFFICE USE ONLY Documents Received  Certified Copies  E-KYC data received from UDAI  Data received from Offline verification  Equivalent e-document Pos Code: KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS Date: Name BIGCAPITA SECURITIES PRIVATE LIMITED Emp. Name: Code Emp. Code: Emp. Designation: Emp. Branch: [Institution Stamp] [Employee Signature] CENTRAL KYC REGISTRY - KNOW YOUR CLIENT (KYC) APPLICATION FORM - INDIVIDUAL MANDATORY Important Instructions: F) Please read section wise detailed guidelines / instructions (Second Holder) A) Fields marked with ‘*’ are mandatory fields. at the end. BIGCAPITA SECURITIES PRIVATE LIMITED B) Tick ‘’ whereever applicable. G) List of State / U.T code as per Indian Motor Vehicle Act, 1988 C) Please fill the form in English and in BLOCK letters. is available at the end. D) Please fill the date in DD-MM-YYYY format. H) List of two character ISO 3166 country codes is available at E) For particular section update, please tick () in the end. the box section number and strike off the sections I) KYC number of applicant is mandatory for update application. not required to be updated. J) The ‘OPT based E-KYC’ check box is to be checked for accounts opened using OTP based EKYC in non face to face mode. For office use only Application Type*  New  Update (To be filled by financial institution) KYC No. (Mandatory for KYC update required) Account Type*  Normal  Minor  Aadhaar OTP based E-KYC (in non-face to face mode)  1. PERSONAL DETAILS (Please refer instruction A at the end) Prefix First Name Middle Name Last Name  Name* (Same as ID proof) Maiden Name Father / Spouse Name* Mother Name* Date of Birth* Gender*  M- Male  F- Female  T-Transgender Marital Status*  Married  Unmarried  Others PAN* Form 60 furnished Citizenship*  IN-Indian  Others (ISO 3166 Country Code ) Residential Status*  Resident Individual  NRI  Foreign National  Person of Indian Origin Occupation Type*  S-Service ( Private Sector  Public Sector  Government Sector)  O-Others ( Professional  Self Employed  Retired  Housewife  Student)  2. PROOF OF IDENTITY AND ADDRESS* (Please refer instruction B at the end) (Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be submitted (any one of the following OVDs)  A- Passport Number  B- Voter ID Card  C- Driving Licence  D- NREGA Job Card PHOTO  E- National Population Register Letter  F- Proof of Possession of Aadhaar X X X X X X X X  E- KYC Authentication X X X X X X X X  Offline verification of Aadhaar X X X X X X X X  Signature/Thumb impression Address Line 1* Line 2 Line 3 District* PIN/Post Code* State /U. T. Code* ISO 3166 Country Code*  3. CURRENT ADDRESS DETAILS (Please refer instruction B at the end)  Same as above mentioned address (In such cases address details as below need not be provided) I Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be submitted (anyone of the following OVDs)  A- Passport Number  B- Voter ID Card  C- Driving Licence  D- NREGA Job Card  E- National Population Register Letter  F- Proof of Possession of Aadhaar X X X X X X X X II  E- KYC Authentication X X X X X X X X III  Offline verification of Aadhaar X X X X X X X X IV  Deemed proof of Address - Document Type code Address Line 1* Line 2 Line 3 District* PIN/Post Code* State /U. T. Code* ISO 3166 Country Code*  4. CONTACT DETAILS (All communications will be sent to Mobile no. / Email-ID) (Please refer instruction C at the end) Tel. (Off) Tel. (Res) Mobile Email ID  5. REMARKS (If any)  6. APPLICANT DECLARATION • I hereby declare that the details furnished above are true and correct to the best of  my knowledge and belief and I undertake to inform you of any changes therein, immediately. Incase any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. • I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address. Date: D D D D Y Y Y Y Place: Signature / Thumb Impression of Applicant  9. ATTESTATION / FOR OFFICE USE ONLY Documents Received  Certified Copies  E-KYC data received from UDAI  Data received from Offline verification  Equivalent e-document Pos Code: KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS Date: Name BIGCAPITA SECURITIES PRIVATE LIMITED Emp. Name: Code Emp. Code: Emp. Designation: Emp. Branch: [Institution Stamp] [Employee Signature] CENTRAL KYC REGISTRY | INSTRUCTIONS / CHECK LIST / GUIDELINES FOR FILLING INDIVIDUAL KYC APPLICATION FORM A Clarification / Guidelines on filling ‘Personal Details’ section 1 Name: The name should match the name as mentioned in the Proof of Identity submitted failing which the application is liable to be rejected. 2 One the following is mandatory: Mother’s name, Spouse’s name, Father’s name. B Clarification / Guidelines on filling ‘Current address details’ section 1 In case of deemed POA such as utility bill, the document need not be uploaded on CKYCR 2 PoA to be submitted only if the submitted PoI does not have current address or address as per PoI is invalid or not in force. 3 State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses. 4 In Section 2, one of I, II and III is to be selected. In case of online E-KYC authentication, II is to be selected. 5 In Section 3, one of I, II, III and IV is to be selected. In case of E-KYC authentication, II is to be selected. 6 List of documents for ‘Deemed Proof of Address’. Document Code Description 01 Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas, water bill). 02 Property or Municipal Tax receipt. 03 Pension or family pension payment orders (PPOs) issued to retired employees by Government Departments or Public Sector Undertakings, if they contain the address. 04 Letter of allotment of accommodation from employer issued by State Government or Central Government departments, statutory or regulatory bodies, public sector undertakings, scheduled commercial banks, financial institutions and listed companies and leave and license agreements with such employers allotting official accommodation. 7 Regulated Entity (RE) shall redact (first 8 digits) of the Aadhaar number from Aadhaar related data and documents such as proof of possession of Aadhaar, while uploading on CKYCR. 8 “Equivalent e-document” means an electronic equivalent of a document issued by the issuing authority of such document with its valid digital signature including issued to the digital locker account of the client as per rule 9 of the information Technology (Preservation and Retention of information by intermediaries Providing Digital Locker Facilities) Rules, 2016. 9 ‘Digital KYC process’ has to be carried out as stipulated in the PML Rules, 2005. C Clarification / Guidelines on filling ‘Contact details’ section 1 Please mention two- digit country code and 10 digit mobile number (e.g. for Indian mobile number mention 91-9999999999). 2 Do not add ‘0’ in the beginning of Mobile number. D Clarification / Guidelines on filling ‘Related Person details’ section 1 Provide KYC number of related person, if available. E Clarification on Minor 1 Guardian details are optional for minors above 10 years of age for opening of bank account only 2 However, in case guardian details are available for minor above 10 years of age, the same (or CKYCR number of guardian) is to be uploaded. Know Your Client (KYC) BIGCAPITA SECURITIES PRIVATE LIMITED Application Form (For Non-Individuals Only) Please fill in ENGLISH and in BLOCK LETTERS with black ink Application No.: A. Identity Details (please see guidelines overleaf) 1. Name of Applicant (Please write complete name as per Certificate of Incorporation / Registration; leaving one box blank between 2 words. Please do not abbreviate the Name). 2. Date of Incorporation d d / m m / y y y y Place of Incorporation 3. Registration No. (e.g. CIN) Date of commencement of business d d / m m / y y y y 4. Status Please tick ()  Private Ltd. Co.  Public Ltd. Co.  Body Corporate  Partnership  Trust / Charities / NGOs  FI  FII  HUF  AOP  Bank  Government Body  Non-Government Organisation  Defence Establishment  Body of Individuals  Society  LLP  Others (Please specify) ____________________________________ 5. Permanent Account Number (PAN) (MANDATORY)  Please enclose a duly attested copy of your PAN Card B. Address Details (please see guidelines overleaf) 1. Address for Correspondence City / Town / Village Postal Code State Country 2. Contact Details Tel. (Off.) (ISD) (STD) Tel. (Res.) (ISD) (STD) Mobile (ISD) (STD) Fax (ISD) (STD) Email Id. 3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.  *Latest Telephone Bill (only Land Line)  *Latest Electricity Bill  *Latest Bank Account Statement  Registered Lease / Sale Agreement of Office Premises  Any other proof of address document (as listed overleaf). (Please specify)________________________________________________________________________________ *Not more than 3 Months old. Validity/Expiry date of proof of address submitted d d / m m / y y y y 4. Registered Address (if different from above) City / Town / Village Postal Code State Country 5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.  *Latest Telephone Bill (only Land Line)  *Latest Electricity Bill  *Latest Bank Account Statement  Registered Lease / Sale Agreement of Office Premises  Any other proof of address document (as listed overleaf). (Please specify) ________________________________________________________________________________ *Not more than 3 Months old. Validity/Expiry date of proof of address submitted d d / m m / y y y y C. Other Details (please see guidelines overleaf) 1. Name, PAN, residential address and photographs of Promoters/Partners/Karta/Trustees & whole time directors (Please use the Annexure to fill in the details) 2. a. DIN of whole time directors (Please use the Annexure to fill in the details) b. Aadhaar number (UID) of Promoters/Partners/Karta (Please use the Annexure to fill in the details) DECLARATION I/We hereby declare that the details furnished above are true and correct to the NAME & SIGNATURE(S) best of my/our knowledge and belief and I/we undertake to inform you of any OF AUTHORISED changes therein, immediately. In case any of the above information is found to be PERSON(S)  false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. Place:________________________________________ Date: ________________________ FOR OFFICE USE ONLY AMC/Intermediary name OR code For BIGCAPITA SECURITIES PRIVATE LIMITED BIGCAPITA SECURITIES PRIVATE LIMITED  (Originals Verified) Self Certified Document copies received Staff Name Designation Date INSTRUCTIONS/CHECK LIST FOR FILLING KYC FORM A. IMPORTANT POINTS: 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not more 1. Self attested copy of PAN card is mandatory for all clients. than 3 months old. 2. Copies of all the documents submitted by the applicant should be self-attested and 3. Bank Account Statement/Passbook - Not more than 3 months old. accompanied by originals for verification. In case the original of any document is 4. Self-declaration by High Court and Supreme Court judges, giving the new address not produced for verification, then the copies should be properly attested by entities in respect of their own accounts. authorized for attesting the documents, as per the below mentioned list. 5. Proof of address issued by any of the following: Bank Managers of Scheduled 3. If any proof of identity or address is in a foreign language, then translation into English Commercial Banks/Scheduled Co-Operative Bank/Multinationa Foreign Banks/ is required. Gazetted Officer/Notary public/Elected representatives to the Legislative Assembly/ 4. Name & address of the applicant mentioned on the KYC form, should match with Parliament/Documents issued by any Govt. or Statutory Authority. the documentary proof submitted. 6. Identity card/document with address, issued by any of the following: Central/State 5. If correspondence & permanent address are different, then proofs for both have Government and its Departments, Statutory/Regulatory Authorities, Public Sector to be submitted. Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges 6. Sole proprietor must make the application in his individual name & capacity. affiliated to Universities and Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council 7. For non-residents and foreign nationals,(allowed to trade subject to RBI and FEMA etc.,to their Members. guidelines), copy of passport/PIOCard/OCICard and overseas address proof is 7. For FII/sub account, Power of Attorney given by FII/sub-account to the Custodians mandatory. (which are duly notarized and/or apostiled or consularised) that gives the registered 8. For foreign entities, CIN is optional; and in the absence of DIN no. for the directors, address should be taken. their passport copy should be given. 8. The proof of address in the name of the spouse may be accepted. 9. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copy of CDC D. Exemptions/clarifications to PAN (Continuous Discharge Certificate) is to be submitted. (*Sufficient documentary evidence in support of such claims to be collected.) 10. For opening an account with Depository participant or Mutual Fund, for a minor, 1. In case of transactions undertaken on behalf of Central Government and/or State photocopy of the School Leaving Certificate/Mark sheet issued by Higher Secondary Government and by officials appointed by Courts e.g. Official liquidator, Court Board/Passport of Minor/Birth Certificate must be provided. receiver etc. 11. Politically Exposed Persons (PEP) are defined as individuals who are or have been 2. Investors residing in the state of Sikkim. entrusted with prominent public functions in a foreign country, e.g., Heads of States 3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India. or of Governments, senior politicians, senior Government/judicial/military officers, 4. SIP of Mutual Funds upto Rs 50, 000/- p.a. senior executives of state owned corporations, important political party officials, 5. In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs, Scheduled Commercial etc. Banks, Multilateral and Bilateral Development Financial Institutions, State Industrial B. Proof of Identity (POI): - List of documents admissible as Proof of Identity: Development Corporations, Insurance Companies registered with IRDA and Public 1. PAN card with photograph. This is a mandatory requirement for all applicants except Financial Institution as defined under section 4A of the Companies Act, 1956, those who are specifically exempt from obtaining PAN (listed in Section D). Custodians shall verify the PAN card details with the original PAN card and provide 2. Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID card / Driving duly certified copies of such verified PAN details to the intermediary. license. E. List of people authorized to attest the documents: 3. Identity card/ document with applicant’s Photo, issued by any of the following: 1. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/ Co-operative Central/State Government and its Departments, Statutory/Regulatory Authorities, Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, on the copy). Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar 2. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Council etc., to their Members; and Credit cards/Debit cards issued by Banks. Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy C. Proof of Address (POA): - List of documents admissible as Proof of Address: /Consulate General in the country where the client resides are permitted to attest (*Documents having an expiry date should be valid on the date of submission.) the documents. 1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale Agreement of Residence/Driving License/Flat Maintenance bill/Insurance Copy. F. In case of Non-Individuals, additional documents to be obtained from non-individuals, over & above the POI & POA, as mentioned below: Types of entity Documentary requirements Corporate • Copy of the balance sheets for the last 2 financial years (to be submitted every year). • Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/Whole time director/MD (to be submitted every year). • Photograph, POI, POA, PAN and DIN numbers of whole time directors/two directors in charge of day to day operations. • Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly. • Copies of the Memorandum and Articles of Association and certificate of incorporation. • Copy of the Board Resolution for investment in securities market. • Authorised signatories list with specimen signatures. Partnership firm • Copy of the balance sheets for the last 2 financial years (to be submitted every year). • Certificate of registration (for registered partnership firms only). • Copy of partnership deed. • Authorised signatories list with specimen signatures. • Photograph, POI, POA, PAN of Partners. Trust • Copy of the balance sheets for the last 2 financial years (to be submitted every year). • Certificate of registration (for registered trust only). Copy of Trust deed. • List of trustees certified by managing trustees/CA. • Photograph, POI, POA, PAN of Trustees. HUF • PAN of HUF. • Deed of declaration of HUF/ List of coparceners. • Bank pass-book/bank statement in the name of HUF. • Photograph, POI, POA, PAN of Karta. Unincorporated • Proof of Existence/Constitution document. Association or a • Resolution of the managing body & Power of Attorney granted to transact business on its behalf. body of individuals • Authorized signatories list with specimen signatures. Banks/Institutional Investors • Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years. • Authorized signatories list with specimen signatures. Foreign Institutional • Copy of SEBI registration certificate. Investors (FII) • Authorized signatories list with specimen signatures. Army/ Government • Self-certification on letterhead. Bodies • Authorized signatories list with specimen signatures. Registered Society • Copy of Registration Certificate under Societies Registration Act. • List of Managing Committee members. • Committee resolution for persons authorised to act as authorised signatories with specimen signatures. • True copy of Society Rules and Bye Laws certified by the Chairman/Secretary. Annexure Details of Promoters / Partners / karta / Trustees and whole time directors forming a part of Know Your Client (KYC) Application Form for Non-Individuals Name of Applicant: ____________________________________________________________________________ PAN of the Applicant: Relationship DIN (For Directors) / with Applicant Sr. Residential / PAN Name Aadhaar Number (i.e. promoters, Photograph No. Registered Address (For Others) whole time directors etc.) Name & Signature of the Authorised Signatory(ies) Date  Holders Details Sole / First Holder’s Name PAN UID X X X X X X X X Exchange Name & ID UCC Second Holder’s Name PAN UID X X X X X X X X Third Holder’s Name PAN UID X X X X X X X X                                                                       1 2 0 9 2 2 0 0 0 0 0    Received nomination from: DP ID 1 2 0 9 2 2 0 0 Client ID 0 0 0 Name Address Nomination in favour of First Nominee Second Nominee Third Nominee No Nomination  Does not wish to nominate Registration No. Registered on  Sole / First Holder’s Name Search Name PAN Exchange Name & ID UCC  Second Holder’s Name PAN UID X X X X X X X X Third Holder’s Name PAN UID X X X X X X X X                                                                Family Declaration - Email/Mobile Updation in Family Codes (Compulsory in case having common email & mobile in more than one account in BIGCAPITA SECURITIES PRIVATE LIMITED) To, Date: _______________ 210, 2nd Floor, Kamla Spaces, S. V. Road, Khira Nagar, Santacruz (West), Mumbai - 400 054. Dear Sir/Madam, Subject: Family Declaration for registering common Mobile/Email details I request you to register the following mobile number and/or email id in my demat and/or trading account(s) to be opened with you. Mobile No.:________________________ Email ID:_________________________________________________ I and my family members hereby request that mobile number and email id, as mentioned above shall be considered in your records for the purpose of receiving communication from BIGCAPITA Securities Private Limited or Stock Exchanges/Depositories with regard to trading/demat transactions executed by me/us through BIGCAPITA Securities Private Limited This facility shall be provided to me/us as an additional, for my/our convenience of receiving transaction details at a single mobile number and e-mail id. I/We understand that this facility is availed only by the family members where "family" means self, spouse, dependent children and dependent parents. (As per the SEBI Guidelines). Sr. No. Client Name Client ID/DP ID Relationship Signature 1. Self Dependent 2. Parent - Mother Dependent 3. Parent - Father 4. Spouse Dependent 5. Daughter Dependent 6. Son Thanking You,    (Sole/First older) (Second Holder) (Third Holder) (in case of demat account having joint holders, all holders need to sign) OPTION FORM FOR ISSUE OF DIS BOOKLET Date: _______________________ DP ID 1 2 0 9 2 2 0 0 Client ID 0 0 0 To, BIGCAPITA Securities Private Limited 210, 2nd Floor, Kamla Spaces, S. V. Road, Khira Nagar, Santacruz (West), Mumbai - 400 054. Dear Sir / Madam, I / We hereby state that: [Select one of the options given below] OPTION 1: I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSL account though I / we have issued a Power of Attorney (POA) / executed PMS agreement in favour of / with ____________________________________ (name of the attorney / Clearing Member / PMS manager) for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member / by PMS manager. OR OPTION 2: I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA / executed PMS agreement in favour of / with _______________________________________ (name of the attorney / Clearing Member / PMS manager) for executing delivery instructions for setting stock exchange trades [settlement related transactions] effected through such Clearing Member / by PMS manager. However, the Delivery Instruction Slip (DIS) booklet should be issued to me / us immediately on my / our request at any later date. Yours faithfully, First/Sole Holder Third Joint Holder Name Signature    To, BIGCAPITA Securities Private Limited 210, 2nd Floor, Kamla Spaces, S. V. Road, Khira Nagar, Santacruz (West), Mumbai - 400 054. Date: _______________________ Dear Sir / Madam,  I / We do not want to avail the BSDA (Basic Services Demat Account) facility in respect of my /our below mentioned demat account with you.  I / We wish to avail the BSDA facility for the new account for which we have submitted my / our account opening form  I / We wish to avail the BSDA facility for my / our below mentioned demat account number DP ID 1 2 0 9 2 2 0 0 Client ID 0 0 0 Name PAN Sole/First Holder Second Holder Third Holder I/We have read and understood the regulatory (SEBI) guidelines for opening a Basic Services Demat Account and undertake to comply with the aforesaid guidelines from time to time. I/we also undertake to comply with the guidelines issued by any such authority for BSDA facility from time to time. I/We also agree that in case our demat account opened under BSDA facility does not meet the eligibility for BSDA facility as per guideline issued by SEBI or any such authority at any point of time, my / our BSDA account will be converted to regular demat account without further reference to me/us and will be levied charges as applicable to regular accounts as informed by the DP. I, the first / Sole holder also hereby declare that I do not have / propose to have any other demat account across depositories as a first / sole holder. Signature Sole/First Holder  Second Holder  Third Holder  FATCA/CRS DETAILS Client Code Date: _______________ The below information is required for all applicant(s) / guardian / PoA holder. Sr. No. Details 1st Holder 2nd Holder 3rd Holder 1 Are You a Tax Resident of Country other than India? Yes No Yes No Yes No 2 Is your Country of Birth/Citizenship other than India? Yes No Yes No Yes No 3 If your Residence address/Mailing address/Telephone Yes No Yes No Yes No No. other than in India? 4 Is the POA holder/person to whom signatory authority is given, covered under any of the categories 1, 2 or 3 Yes No Yes No Yes No above? If you have answered YES to any of above, please provide the below details Sr. No. Details 1st Holder 2nd Holder 3rd Holder 1 Country of Residence 2 Nationality 3 Tax Identification No. or Reason for not providing TIN 4 Identification Type (TIN or Other, please specify) 5 Residence address for tax purposes (include City, State, Country & Pin code) 6 Address Type  Residential  Residential  Residential  Business  Business  Business  Regd. Office  Regd. Office  Regd. Office 7 City of birth 8 Country of birth Certification: I/We have understood the information requirements of this Form (read along with the FATCA/CRS Instructions), and hereby certify that the information provided by me/us on this Form is true, correct, and complete. I/We also confirm that I/We have read and understood the FATCA/CRS Terms and Conditions and hereby accept the same. I/We agree to indemnify BIGCAPITA Securities Private Limited in respect of any false, misleading, inaccurate and incomplete information regarding my/our "U.S. person" status for U.S. federal income tax purposes. or in respect of any other information as may be required under applicable tax laws. First / Guardian Applicant Second Holder Third Holder Name Signature    PAN FATCA-CRS Instruction Details under FATCA/CRS/Foreign Tax Laws: The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income Tax Rules 1962, which Rules require Indian financial institutions to seek additional personal, tax and beneficial owner information and certain certifications and documentation from all our account holders. In certain circumstances (including if we do not receive a valid self -certification from you) we may be obliged to share information on your account with relevant tax authorities/appointed agencies. If you have any questions about your tax residency, please contact your tax advisor. Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days. Towards compliance, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto. As may be required by domestic or overseas regulators/ tax authorities, we may also be constrained to withhold and pay out any sums from your account or close or suspend your account(s).